Foreign Exchange Regulation
Foreign exchange (forex) is a global, decentralized financial market for trading currencies. Given the massive daily trading…
Regulation
Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a critical part of the regulatory landscape for securities firms…
The Commodity Futures Trading Commission
The Commodity Futures Trading Commission (CFTC) is an independent regulatory agency responsible for overseeing the U.S. futures,…
Ombudsman of Banking Services and Investments
The Ombudsman of Banking Services and Investments (OBSI) plays a crucial role in the Canadian financial services…
The British Columbia Securities Commission
The British Columbia Securities Commission (BCSC) plays a pivotal role in regulating and overseeing British Columbia’s capital…
Ontario Securities Commission
The Ontario Securities Commission (OSC) plays a crucial role in regulating capital markets and protecting investors in…
Canada’s Financial Transactions and Reports Analysis Center
The Financial Transactions and Reports Analysis Centre of Canada, also known as FINTRAC, is a specialized government…
The Canadian Investor Protection Fund
The Canadian Investor Protection Fund (CIPF) plays a critical role in protecting investors in the event of…
Thailand’s Securities and Exchange Commission
Thailand’s securities and exchange regulator, the Securities and Exchange Commission (SEC), oversees and regulates the country’s capital…
The Securities and Exchange Commission of Sri Lanka (SEC)
The Securities and Exchange Commission of Sri Lanka (SEC) is the regulatory body for capital markets in…
South Korea’s Financial Supervisory Commission
The Financial Supervisory Commission (FSC) plays a critical role in overseeing South Korea’s financial institutions and regulating…
The Monetary Authority of Singapore
The Monetary Authority of Singapore (MAS) serves as Singapore’s central bank and financial regulatory authority. Established in…
The Securities and Exchange Commission Philippines
The Securities and Exchange Commission Philippines (SEC Philippines) plays a crucial role in regulating and developing the…
Securities and Exchange Commission of Pakistan
The Securities and Exchange Commission of Pakistan (SECP) is the regulator for corporate sector and capital markets…
Malaysia’s Securities Commission
The Securities Commission Malaysia (SC) plays a pivotal role in developing and regulating Malaysia’s capital markets. As…
Japan’s Financial Services Agency
The Financial Services Agency (FSA) plays a critical role in overseeing Japan’s financial system. As the integrated…
The Israel Securities Authority
The Israel Securities Authority (ISA) is the statutory regulatory body that oversees Israel’s capital markets. It was…
Commodity Futures Trade Regulatory Agency of Indonesia
The Commodity Futures Trade Regulatory Agency (BAPPEBTI) is the regulatory body that oversees commodity futures trading in…
Portugal’s Comissão do Mercado de Valores Mobiliários
The Comissão do Mercado de Valores Mobiliários (CMVM) is the securities market regulatory authority in Portugal. It…
Organizational Structure of SEBI
The Securities and Exchange Board of India has a three-tier structure consisting of the Board Members, the…
Hong Kong – Securities and Futures Commission
The Securities and Futures Commission (SFC) is the main independent regulator of Hong Kong’s securities and futures…
Dubai Financial Services Authority (DFSA)
The Dubai Financial Services Authority (DFSA) plays a pivotal role in the financial services industry in Dubai…
The China Securities Regulatory Commission
The China Securities Regulatory Commission (CSRC) is the national securities regulator in China. As one of the…